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Hash­Tables­Cowan

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2014-09-21 08:15:59
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Hash tables

This WG2 proposal defines an interface to hash tables, which are widely recognized as a fundamental data structure for a wide variety of applications. A hash table is a data structure that:

Issues

None at present.

Rationale

Hash tables themselves don't really need defending: almost all dynamically typed languages, from awk to JavaScript to Lua to Perl to Python to Common Lisp, and including many Scheme implementations, provide them in some form as a fundamental data structure. Therefore, what needs to be defended is not the data structure but the procedures. The present proposal is at an intermediate level. It supports a great many convenience procedures on top of the basic hash table interfaces provided by SRFI 69 and R6RS. Nothing in it adds power to what those interfaces provide, but it does add convenience in the form of pre-debugged routines to do various common things, and even some things not so commonly done but useful.

There is no mandated support for thread safety, immutability, or weakness, though there are semi-portable hooks for specifying these features.

This specification accepts separate equality predicates and hash functions for backward compatibility, but strongly encourages the use of SRFI 114 comparators, which package a type test, an equality predicate, and a hash function into a single bundle.

SRFI 69 compatibility

Names

The names used in the present proposal are mostly derived from SRFI 69, with the following changes:

Calling conventions

Reflection and hash-function procedures

SRFI 69 provides reflective procedures that, given a hash table, returns its equality predicate and hash function, as well as procedures that expose the implementation's hash functions suitable for the equality predicates eq?, equal?, string=?, and string-ci=?. The second of these can also be used for eqv?. However, if the the value of eq? hash function is not idempotent but depends on the memory address of the key, and the garbage collector moves such a key, it must also rehash every hash table containing that key. In such implementations, the hash-by-identity procedure is unsafe to use outside the context of implementation-provided hash tables.

R6RS eliminates this issue by providing separate constructors for eq? and eqv? hash tables, and refusing to expose the hash functions for them. However, the present proposal takes the radical option of exposing neither reflection nor implementation-based hash functions. Instead, implementations are permitted to ignore user-provided hash functions in certain circumstances if they have address-based hash functions available. They can of course be exposed by implementations as extensions, with suitable warnings against inappropriate uses.

R6RS compatibility

The relatively few hash table procedures in R6RS are all available in the present proposal under somewhat different names. The only substantive difference is that R6RS hashtable-values and hashtable-entries return vectors, whereas in the present proposal hash-table-values and hash-table-entries return lists. The present proposal adopts SRFI 69's term hash-table rather than R6RS's hashtable, because of the universal use of "hash table" rather than "hashtable" in other languages and in technical prose generally. Besides, the English word hashtable obviously means something that can be ... hashted.

In addition, the hashtable-ref and hashtable-update! of R6RS correspond to the hash-table-ref/default and hash-table-update!/default of both SRFI 69 and the present proposal.

It would be trivial to provide the R6RS names (or for that matter the SRFI 69 names) on top of the present proposal.

Common Lisp compatibility

As usual, the Common Lisp names are completely different from the Scheme names. Common Lisp provides the following capabilities that are not in the present proposal:

Sources

The procedures in the present proposal are drawn primarily from SRFI 69 and R6RS. In addition, the following sources are acknowledged:

The procedure hash-table-empty?, as well as the mutation procedures hash-table-set-entries!, hash-table-replace!, hash-table-replace!/default, hash-table-map!, hash-table-intersection!, and hash-table-difference!, were added for completeness.

The native hash tables of MIT, Guile, SISC, Bigloo, Scheme48, SLIB, RScheme, Scheme 7, Scheme 9, Rep, and FemtoLisp were also investigated, but no additional procedures were incorporated.

Pronunciation

The slash in the names of some procedures can be pronounced "with".

Acknowledgements

Some of the language of the present proposal is copied from SRFI 69 with thanks to its author, Panu Kalliokoski. However, he is not responsible for what I have done with it.

Specification

The procedures in the present proposal are in the (srfi xxx) library (or (srfi :xxx) on R6RS). However, the library in the sample implementation is currently named (hash-tables).

All references to "executing in expected amortized constant time" presuppose that a satisfactory hash function is available. Arbitrary or non-idempotent hash functions can make a hash of any implementation.

Hash tables are allowed to cache the results of calling the equality predicate and hash function, so programs cannot rely on the hash function being called exactly once for every primitive hash table operation: it may be called zero, one, or more times.

It is an error if the procedure argument of hash-table-find, hash-table-count, hash-table-map, hash-table-map-entries, hash-table-for-each, hash-table-map!, hash-table-collect, or hash-table-fold mutates the hash table being walked.

It is an error to compare two hash tables with different comparators or equality predicates.

Index

Constructors

(make-hash-table comparator [ arg ... ])

(make-hash-table equality-predicate [ hash-function ] [ arg ... ])

Returns a newly allocated hash table whose equality predicate and hash function are extracted from comparator. Alternatively, for backward compatibility with SRFI 69 the equality predicate and hash function can be passed as separate arguments; this usage is deprecated. If an equality predicate rather than a comparator is provided, the ability to omit the hash argument is severely limited. The implementation must provide hash functions appropriate for use with the predicates eq?, eqv?, equal?, string=?, and string-ci=?, and may extend this list. But if any unknown equality predicate is provided without a hash function, an error should be signaled.

It is an error if the equality predicate does not accept two arguments and return a truth value. It is also an error if the hash function does not accept one argument in the domain of the equality predicate and return a non-negative exact integer. It is the programmer's responsibility to ensure that if two objects are the same in the sense of equality predicate, then they return the same value when passed to the hash function. However, the converse is not required.

If the equality predicate, whether passed as part of a comparator or explicitly, is more fine-grained (in the sense of R7RS-small section 6.1) than equal?, the implementation is free to ignore the programmer-specified hash function and use something implementation-dependent. This allows the use of addresses as hashes, in which case the keys must be rehashed if they are moved by the garbage collector.

The meaning of any further arguments is implementation-dependent. However, implementations which support the ability to specify the initial capacity of a hash table should interpret a non-negative exact integer as the specification of that capacity. In addition, if the symbols thread-safe, weak-keys or weak-values are present, implementations should create thread-safe hash tables, hash tables with weak keys, and hash tables with weak values respectively. In an implementation which does not support these features, an error should be signaled if they are requested. To avoid collision with the hash argument, none of these arguments can be procedures.

(SRFI 69 make-hash-table; R6RS make-eq-hashtable, make-eqv-hashtable, and make-hashtable; Common Lisp make-hash-table)

(hash-table comparator ( key value ) ...)

Returns a newly allocated hash table, created as if by make-hash-table using comparator. For each pair of arguments, an association is added to the new hash table with key as its key and value as its value.

(hash-table-unfold stop? mapper successor seed comparator arg ... ])

Create a new hash table as if by make-hash-table using comparator and the args. If the result of applying the predicate stop? to seed is #f, return the hash table. Otherwise, apply the procedure mapper to seed. Mapper returns two values, which are inserted into the hash table as the key and the value respectively. Then get a new seed by applying the procedure successor to seed, and repeat this algorithm.

(alist->hash-table alist comparator arg ...)

(alist->hash-table alist equality-predicate [ hash-function ] arg ...)

Returns a newly allocated hash-table as if by make-hash-table using comparator and the args. It is then initialized from the associations of alist. Associations earlier in the list take precedence over those that come later. The second form is for compatibility with SRFI 69, and is deprecated. (SRFI 69 alist->hash-table)

Predicates

(hash-table? obj)

Returns #t if obj is a hash table, and #f otherwise. (SRFI 69 hash-table?; R6RS hashtable?; Common Lisp hash-table-p)

(hash-table-contains? hash-table key)

Returns #t if there is any association to key in hash-table, and #f otherwise. Must execute in expected amortized constant time. (SRFI 69 hash-table-exists?; R6RS hashtable-contains?)

(hash-table-empty? hash-table)

Returns #t if hash-table contains no associations, and #f otherwise.

Note: The following three predicates do not obey the trichotomy law and therefore do not constitute a total order on hash tables.

(hash-table=? value-comparator hash-table1 hash-table2)

Returns #t if hash-table1 and hash-table2 have the same keys (in the sense of their common equality predicate) and each key has the same value (in the sense of value-comparator), and #f otherwise.

(hash-table<? value-comparator hash-table1 hash-table2)

Returns #t if there are fewer keys in hash-table1 than in hash-table2, all the keys in hash-table1 also exist in hash-table2 (in the sense of their common equality predicate), and each such key has the same value (in the sense of value-comparator), and #f otherwise.

(hash-table>? value-comparator hash-table1 hash-table2)

Returns #t if there are more keys in hash-table1 than in hash-table2, all the keys in hash-table2 also exist in hash-table1 (in the sense of their common equality predicate), and each such key has the same value (in the sense of value-comparator), and #f otherwise.

(hash-table<=? value-comparator hash-table1 hash-table2)

Returns #t if there are fewer keys in hash-table1 than in hash-table2 or the same number, all the keys in hash-table1 also exist in hash-table2 (in the sense of their common equality predicate), and each such key has the same value (in the sense of value-comparator), and #f otherwise.

(hash-table>=? value-comparator hash-table1 hash-table2)

Returns #t if there are more keys in hash-table1 than in hash-table2 or the same number, all the keys in hash-table2 also exist in hash-table1 (in the sense of their common equality predicate), and each such key has the same value (in the sense of value-comparator), and #f otherwise.

(hash-table-mutable? hash-table)

Returns #t if the hash table is mutable. Implementations may or may not support immutable hash tables. (R6RS hashtable-mutable?)

Accessors

The following procedures, given a key, return the corresponding value.

(hash-table-ref hash-table key [ failure [ success ] ])

Extracts the value associated to key in hash-table, invokes the procedure success on it, and returns its result; if success is not provided, then the value itself is returned. Otherwise, hash-table-ref invokes the procedure failure on no arguments and returns its result; if failure is not provided, then an error that satisfies hash-table-key-not-found? is signaled. Must execute in expected amortized constant time, not counting the time to call the procedures. (SRFI 69 hash-table-ref does not support the success procedure)

(hash-table-ref/default hash-table key default)

Semantically equivalent to, but may be more efficient than, the following code: (hash-table-ref hash-table key (lambda () default))

(SRFI 69 hash-table-ref/default, R6RS hashtable-ref; Common Lisp gethash)

Mutators

The following procedures alter the associations in a hash table either unconditionally, or conditionally on the presence or absence of a specified key. It is an error to add an association to a hash table whose key does not satisfy the type test predicate of the comparator used to create the hash table.

(hash-table-set! hash-table ( key value ) ...)

Repeatedly mutates hash-table, creating new associations in hash-table that associates each key with the value that follows it. If there is a previous association for key, it is deleted. It is an error if the type check procedure of the comparator of hash-table, when invoked on key, does not return #t. Likewise, it is an error if key is not a valid argument to the equality predicate of hash-table. Returns an unspecified value. Must execute in expected amortized constant time. (SRFI 69 hash-table-set!, R6RS hashtable-set!, and Common Lisp (setf gethash) do not handle multiple associations)

(hash-table-set-entries! hash-table keys-list values-list)

Repeatedly mutates hash-table, setting each element of keys-list to the corresponding element of values-list in the order in which they are specified. Excess keys or values are ignored.

(hash-table-delete! hash-table key ...)

Deletes any association to each key in hash-table and returns the number of keys that had associations. Must execute in expected amortized constant time. (SRFI 69 hash-table-delete!, R6RS hashtable-delete!, and Common Lisp remhash do not handle multiple associations)

(hash-table-delete-keys! hash-table keys-list)

Semantically equivalent to, but may be more efficient than, the following code:

(for-each (lambda (key) (hash-table-delete hash-table key)) keys-list)

(hash-table-extend! hash-table key [ failure [ success ] ])

Effectively invokes hash-table-ref with the given arguments and returns what it returns. If key was not found in hash-table, its value is set to the result being returned.

(hash-table-extend!/default hash-table key default)

Effectively invokes hash-table-ref/default with the given arguments and returns what it returns. If key was not found in hash-table, its association is set to the result being returned.

(hash-table-replace! hash-table key [ failure [ success ] ])

Effectively invokes hash-table-ref with the given arguments and returns what it returns. If key was found in hash-table, its value is set to the result being returned.

(hash-table-replace!/default hash-table key [ default ])

Effectively invokes hash-table-ref/default with the given arguments and returns what it returns. If key was found in hash-table, its value is set to the result being returned.

(hash-table-update! hash-table key updater [ failure [ ''success ] ])

Semantically equivalent to, but may be more efficient than, the following code:

(hash-table-set! hash-table key (updater (hash-table-ref hash-table key failure success)))

Must execute in expected amortized constant time. Returns an unspecified value. (SRFI 69 hash-table-update!/default and R6RS hashtable-update! do not support the success procedure)

(hash-table-update!/default hash-table key updater default)

Semantically equivalent to, but may be more efficient than, the following code:

(hash-table-set! hash-table key (updater (hash-table-ref/default hash-table key default)))

Must execute in expected amortized constant time. Returns an unspecified value. (SRFI 69 hash-table-update!)

(hash-table-push! hash-table key value)

Semantically equivalent to, but may be more efficient than, the following code:

(hash-table-update!/default hash-table key (lambda (x) (cons value x)) (list value))

(hash-table-pop! hash-table key)

If an association with key is found in hash-table, then return the car of the value, and update the value to its own cdr. If the value is not found, an error satisfied by hash-table-key-not-found is signaled. It is an error if the value is not a pair.

(hash-table-search! hash-table key failure success)

Search hash-table for key. If it is not found, invoke the failure procedure with one argument, a unary add procedure which if invoked will insert a new association between key and its argument. If key is found, invoke the success procedure with three arguments: the value found, a unary set procedure that updates the association to have the value specified as its argument, and a nullary delete procedure that deletes the association. Returns whatever success or failure returns, as the case may be.

The whole hash table

These procedures process the associations of the hash table in arbitrary order.

(hash-table-clear! hash-table)

Delete all the associations from hash-table. (R6RS hashtable-clear!; Common Lisp clrhash)

(hash-table-size hash-table)

Returns the number of associations in hash-table as an exact integer. Should execute in expected amortized constant time. (SRFI 69 hash-table-size, R6RS hashtable-size; Common Lisp hash-table-count.)

(hash-table-keys hash-table)

Returns a newly allocated list of all the keys in hash-table in an unspecified order. (SRFI 69 hash-table-keys; R6RS hashtable-keys returns a vector)

(hash-table-values hash-table)

Returns a newly allocated list of all the keys in hash-table in an unspecified order, not necessarily the same order as hash-table-keys. (SRFI 69 hash-table-values)

(hash-table-entries hash-table)

Returns two values, a newly allocated list of all the keys in hash-table in an unspecified order and a newly allocated list of all the values in hash-table in the corresponding order. (R6RS hash-table-entries returns vectors)

(hash-table-find hash-table proc)

For each association of hash-table, invoke proc on its key and value in an unspecified order. If proc returns true on a value, then return that value. If all the calls to proc return #f, return #f.

(hash-table-count hash-table pred)

For each association of hash-table, invoke pred on its key and value in an unspecified order. Return the number of calls to pred which returned true.

(hash-table-any? proc hash-table)

Calls proc for as many associations in hash-table as necessary with two arguments, the key and the value of the association. If any invocation of proc returns true, hash-table-any? returns #t; otherwise it returns #f.

(hash-table-every? proc hash-table)

Calls proc for as many associations in hash-table as necessary with two arguments, the key and the value of the association. If every invocation of proc returns true, hash-table-every? returns #t; otherwise it returns #f.

Mapping and folding

These procedures process the associations of the hash table in arbitrary order.

(hash-table-map comparator proc hash-table)

Returns a newly allocated hash table as if by make-hash-table. Calls proc for every association in hash-table with the value of the association. The key of the association and the result of invoking proc are entered into the new hash table.

(hash-table-map! proc hash-table)

Calls proc for every association in hash-table with two arguments: the key of the association and the value of the association. The value returned by proc is used to update the value of the association. Returns an unspecified value.

(hash-table-map-entries comparator proc merger hash-table)

Returns a newly allocated hash table as if by make-hash-table. Calls proc for every association in hash-table with two arguments: the key of the association and the value of the association. The two values returned by proc are inserted into the new hash table as a key and value.

When the key being added already exists in the hash table, the procedure merger is called with arguments oldkey oldvalue newkey newvalue and returns the value to be associated with oldkey.

(hash-table-for-each proc hash-table)

Calls proc for every association in hash-table with two arguments: the key of the association and the value of the association. The value returned by proc is discarded.Returns an unspecified value. (SRFI 69 hash-table-walk with the arguments reversed; Common Lisp maphash)

(hash-table-collect proc hash-table)

Calls proc for every association in hash-table with two arguments: the key of the association and the value of the association. The value returned by proc is accumulated into a list, which is returned.

(hash-table-fold proc init hash-table)

Calls proc for every association in hash-table with three arguments: the key of the association, the value of the association, and an accumulated value val. Val is init for the first invocation of procedure, and for subsequent invocations of procedure, the returned value of the previous invocation. The value returned by hash-table-fold is the return value of the last invocation of proc. (SRFI 69 hash-table-fold has the hash-table as the first argument)

(hash-table-filter! comparator proc hash-table)

Calls proc for every association in hash-table with two arguments, the key and the value of the association, and removes all associations for which proc returns false from hash-table, which is returned.

(hash-table-remove! comparator proc hash-table)

Calls proc for every association in hash-table with two arguments, the key and the value of the association, and removes all associations for which proc returns true from hash-table, which is returned.

(hash-table-partition! comparator proc hash-table)

Returns two values, hash-table and a newly allocated hash table using comparator. Calls proc for every association in hash-table with two arguments, the key and the value of the association, and removes all associations for which proc returns true from hash-table and enters them into the new hash table.

Copying and conversion

(hash-table-copy hash-table [ immutable? ])

Returns a newly allocated hash table with the same properties and associations as hash-table. If the second argument is present and is true, and the implementation supports immutable hash tables, the returned hash table is immutable. (SRFI 69 hash-table-copy does not support second argument; R6RS hashtable-copy)

(hash-table->alist hash-table)

Returns an alist with the same associations as hash-table in an unspecified order.

Hash tables as functions

The following procedures allow hash tables to be used as functions with mutable behavior. In this way, for example, lists can be processed by map using the procedure returned from a hash table by hash-table-accessor.

(hash-table-accessor hash-table [ failure [ success ] ])

Curried version of hash-table-ref. Returns a procedure of one argument, a key, which returns what hash-table-ref returns when invoked with the hash-table argument, the passed key, and the failure and success arguments.

(hash-table-accessor/default hash-table default)

Curried version of hash-table-ref/default. Returns a procedure of one argument, a key, which returns what hash-table-ref/default returns when invoked with the hash-table argument, the passed key, and the default argument.

Hash tables as sets

(hash-table-union! hash-table1 hash-table2 [ merger ])

Adds the associations of hash-table2 to hash-table1 and returns hash-table1. The values of keys that appear in both hash tables are set to the result of invoking the merger procedure, which accepts the arguments key1 value1 key2 value2 and defaults to (lambda (key1 value1 key2 value2) value2). (SRFI 69 hash-table-merge!)

(hash-table-intersection! hash-table1 hash-table2 [ merger ])

Deletes the associations from hash-table1 which don't also appear in hash-table2 and returns hash-table1, and sets the values of those keys that appear in both hash tables to the result of invoking the merger procedure, which accepts the arguments key1 value1 key2 value2 and defaults to (lambda (key1 value1 key2 value2) value2).

(hash-table-difference! hash-table1 hash-table2)

Deletes the associations of hash-table1 whose keys are also present in hash-table2 and returns hash-table1.

(hash-table-xor! hash-table1 hash-table2)

Adds the associations of hash-table2 whose keys are not present in 'hash-table1,,'' to 'hash-table1,, , then deletes the associations of hash-table,,1,, whose keys are also present in hash-table,,2,,, and returns hash-table,,1,,''.

Exceptions

(hash-table-key-not-found? obj)

Returns #t if obj is an object raised by the hash-table-ref procedure or any other procedure that accesses hash tables when the key is not found and there is no failure procedure, and #f otherwise.

Comparator

hash-table-comparator

This comparator is suitable for comparing hash tables with the same (element) comparator for equality, and also provides a hash function for them. It does not provide a comparison procedure, as there is no natural ordering between hash tables.

Implementation

The sample implementation (not yet written) is designed to be easily layered over any hash table implementation that supports either SRFI 69 or R6RS (there is an implementation of SRFI 69 on top of R6RS). It was originally intended to support all the native hash table systems mentioned in [#Sources Sources] above as well. However, this turned out not to be practical for the following reasons:

As a result, the sample implementation assumes the existence of a SRFI-69-compatible implementation that provides the following seven core procedures: make-hash-table, hash-table?, hash-table-exists?, hash-table-ref/default, hash-table-set!, hash-table-delete, and hash-table-walk. In addition, the procedures hash-table-size, hash-table-update!/default, hash-table-keys, hash-table-values, and hash-table-copy are imported from SRFI 69, on the assumption that the underlying implementation may be more efficient than portable code using the core procedures would be. The sample implementation can also be layered on R6RS, Racket, MIT, Gambit, or Bigloo hash tables, all of which provide the core procedures, though often under different names. In particular, any implementation having an O(1) version of hash-table-clear should use it.

Native Guile hash tables are a special case. The equivalents of hash-table-ref/default, hash-table-set!, and hash-table-delete require the equality predicate and hash function to be passed to them explicitly (although there are utility functions for eq?, eqv?, and equal? hash tables). Consequently, hash tables corresponding to the present proposal would have to be records containing a Guile hash table, an equality predicate, and a hash function, which means that they could not interoperate directly with native Guile hash tables.